For CCOs, By CCOs: Assessing Your Compliance Program

Coffee & Regs - A podcast by CSS (Compliance Solutions Strategies)

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Business Technology

In this episode, former Chief Compliance Officer and CSS’s Director of Registered Investment Companies Allison Fraser joins Natalie Silverman to discuss the evolving role of today’s Chief Compliance Officer – from the ongoing responsibilities of administering your firm’s compliance program to submitting timely filings and keeping up with regulatory change.