New Rule Roadmap: Navigating and Implementing the Marketing Rule

Coffee & Regs - A podcast by CSS (Compliance Solutions Strategies)

Categories:

Business Technology

In this episode, former CCOs and CSS’s compliance services experts in retail and institutional wealth manager services, Korrine Kohm and Matt Calabro discuss a roadmap on navigating the new Marketing Rule, building an action plan and leveraging managed services and technology to help remove compliance complexities from the rule.