Short Selling Restrictions - Staying Ahead of the Regulatory Curve

Coffee & Regs - A podcast by CSS (Compliance Solutions Strategies)

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Business Technology

In this episode, CSS’s Regulatory Compliance Expert Greg Hotaling and Product Manager Mike Marmo discuss the market disruption due to COVID-19, periodic short selling bans and reduced thresholds that forced compliance teams to adapt to rapidly changing position limits, thresholds by market and timely disclosures.