Delegation Of Duty In Compliance

Adder Rock Consulting Richard Sheldon addresses delegation of duty in a continuously evolving regulatory ecosystem. Podcast Notes Financial Accountability Regime 2023: https://www.aph.gov.au/Parliamentary_Business/Bills_Legislation/Bills_Search_Results/Result?bId=r6988 RBC: https://www.rbcroyalbank.com/personal.html CPS 511: https://www.apra.gov.au/remuneration-requirements-for-all-apra-regulated-entities CPS 230: https://www.apra.gov.au/sites/default/files/2023-07/Prudential%20Standard%20CPS%20230%20Operational%20Risk%20Management%20-%20clean.pdf From Fires to Firewalls: APRA Member Therese McCarthy Hockey: https://www.apra.gov.au/news-and-publications/apra-member-therese-mccarthy-hockey-grc2023 About Richard Sheldon is Risk, Governance & Compliance Specialist and a former Senior Executive of the world’s 10th largest Bank, Royal Bank of Canada. Richard has a 30-year track record of implementing AML, Compliance, Risk and Cultural programs to meet global regulations, optimising organisational structures, providing prudent advice and solutions to regulatory challenges. He has been instrumental in the development of risk, conduct & culture frameworks, reporting and governance structures to meet the increasing evidential obligations on financial institutions, including those relating to FAR, Whistleblowing, CPS 511 and CPS 230.