eComms compliance for financial institutions: Recordkeeping and storage requirements

Regulations impose on financial institutions a strenuous set of capture and storage requirements for electronic communications. Several of these regulations are over half a century old and do not contemplate the ever-accelerating shift to new and innovative forms of eComms. The solution: focusing on content, maintaining current controls, and developing and properly enforcing policies.  In our latest podcast, Anthony Diana, John Lukanski, and Kiran Somashekara join Robert Cruz from Smarsh to discuss electronic communications capture and storage requirements and how they impact financial institutions.