Regulation Tomorrow Podcast

213 Episodes

1. Global Regulation Tomorrow Plus: Failure to prevent fraud in the UK – considerations for US firms

   Published: 3/6/2025
2. Global Regulation Tomorrow Plus: Consumer Composite Investments mini-series - Episode 1 – Setting the scene

   Published: 2/28/2025
3. Split the Difference Episode 12 – 2025 outlook

   Published: 1/31/2025
4. Global Regulation Tomorrow Plus: The FCA and FOS’s call for input on modernising the redress system

   Published: 1/30/2025
5. Let’s talk asset management: Episode 13 – DORA for asset managers

   Published: 1/16/2025
6. Split the difference: Short selling - the new SEC short sale disclosure rule and changes to the UK regime

   Published: 12/23/2024
7. Inside Investigations Ep 6: Data Preservation, Collection and Transfer

   Published: 12/18/2024
8. Let’s talk asset management: Episode 12 – ESMA’s and EIOPA’s letter on the EU RIS

   Published: 12/10/2024
9. Let’s talk asset management Episode 11 – UK SDR naming and marketing rules

   Published: 12/9/2024
10. FCA Market Watch 81 on transaction reporting – some key takeaways

    Published: 12/4/2024
11. Inside Investigations Ep 5: Investigations and enforcement trends in the Middle East

    Published: 11/25/2024
12. Let’s talk asset management: Episode 10 – UK FCA’s recent work on non-financial misconduct

    Published: 11/19/2024
13. Regulation Around the World: Issue 13 – UK Consumer Duty: a new global standard, or an outlier?

    Published: 11/13/2024
14. Let’s talk asset management: Episode 9 – ELTIFs

    Published: 11/12/2024
15. Global Regulation Tomorrow Plus: FCA survey results on non-financial misconduct

    Published: 11/11/2024
16. Global Regulation Tomorrow Plus: HMT consultation on BNPL

    Published: 11/11/2024
17. Let’s talk asset management Episode 8 – ESMA’s guidelines on funds’ names using ESG or sustainability related terms

    Published: 11/8/2024
18. Global Regulation Tomorrow Plus: EMEA insights series: Episode 17 – EU PFOF

    Published: 11/5/2024
19. Navigating Communications - Part 2: Promotional messages on social media platforms

    Published: 11/1/2024
20. Global Regulation Tomorrow Plus: EMEA insights series: Episode 16 – REMIT 2

    Published: 10/31/2024