Coffee & Regs

83 Episodes

1. Brexit: Deal or No Deal?

   Published: 10/16/2020
2. California Love for Data Privacy

   Published: 10/12/2020
3. Hold Your Position: The Automation & Optimization of Position Limit Monitoring

   Published: 10/5/2020
4. Trust the Process: Risk Mitigation via Business Verification

   Published: 9/28/2020
5. Buy vs. Build: How Managed Services Turn Compliance into a Strategic Advantage

   Published: 9/21/2020
6. Compliance-as-a-Service: RegTech, Data and Managed Services

   Published: 9/14/2020
7. Regulatory Soup – from UCITS KIID to PRIIPs KID

   Published: 9/7/2020
8. A Retrospective on Form CRS & Reg BI and Regulator Insights

   Published: 8/31/2020
9. How the Ghosts of Transaction Reporting Past Guide the Regulatory Future State

   Published: 8/24/2020
10. Data Management and a Regulatory Book of Record

    Published: 8/17/2020
11. The Art of Data, Innovation & Adapting to Change

    Published: 8/10/2020
12. Compliance Culture in a Bottle

    Published: 8/3/2020
13. Nobody Puts Compliance in a Corner

    Published: 7/27/2020
14. Business Resilience & Regulatory Exams

    Published: 7/23/2020
15. The Dark Side of Cybersecurity & BCP

    Published: 7/20/2020
16. Iceberg Ahead: Navigating Regulatory Change

    Published: 7/13/2020
17. 2H 2020 Regulatory Outlook: Compliance Coffee Talk with aosphere LLP

    Published: 7/9/2020
18. Risky Business: Compliance & Market Volatility

    Published: 7/6/2020
19. Q4 Regulatory Reporting Milestones: SFTR and CME/NEX Abide and Brexit, Oh My!

    Published: 7/2/2020
20. For CCOs, By CCOs: Assessing Your Compliance Program

    Published: 6/29/2020